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Roles, Heuristics and Patterns of Executive-Legislative Interaction in Europeanized Policy-Making: A comparison of the Swedish, the Hungarian and the German Cases


 

Funding Institution: German Research Institute for Public Administration (GRIP)

Funding period: 01.07.2009 - 30.06.2012

Principal Investigator: Prof. Dr. Sabine Kropp

Project researchers: Jonas Buche, M.A. and Aron Buzogány, M.A. M.P.S.

 

Project Description

Governments and bureaucracies are central actors in the EU policy-making process. There is broad consensus that within the EU multi-level setting, parliamentary scrutiny and co-steering of Europeanized policies face serious difficulties. Accordingly, recent studies have highlighted a general weakening of national parliaments, emphasizing the ‘de-parliamentarization’ of politics in the EU. At the same time, however, there is ample evidence of national and sectoral differences, showing that parliaments have learned to ‘strike back’ over the past years.

Regarding this very broad research field, our explorative research project mainly looks into parliamentary-administrative relations. Nationally, bureaucrats are considered as central role partners of MPs. However, we lack knowledge whether or not this statement also holds true in Europeanized policy-making. To fill this void, our research brings together approaches from the study of legislative and bureaucratic behaviour by analyzing role orientations and mutual role perceptions of bureaucrats and politicians, while at the same time relating these approaches to Europeanization studies. We start from the general assumption that role perceptions and role conflicts shape interactions between executive and legislative actors, thereby considerably moulding the decision-making process - how formal and informal rules shaping these interactions are created and dealt with considerably depends on the actor’s role orientations (self-perception) and role expectations (external perception). Roles, in turn, involve general principles and patterns of interpretation, i.e. “heuristics”, providing effective “rules of thumb” in situations characterized by high levels of uncertainty.

The project analyses patterns of executive-legislative relations in Germany, Sweden and Hungary. These EU member states feature “working parliaments”, but differ in their administrative traditions. Our study builds on the assumption that role orientations not only vary with administrative traditions but  also relate to the degree of Europeanization in a given policy area. Based on document-analysis and face-to-face interviews with MPs and bureaucrats, the project investigates the comparative patterns of interaction, role perceptions, and heuristics. In theoretical terms, our research integrates recent insights from cognition theory and policy analysis into a neo-institutionalist research framework. The empirical research mainly focuses on environmental and economic policy (as examples of strongly Europeanized policy fields) and pension policy (which is still predominantly domestically driven).

Publications

Journal Articles

  • Kropp, Sabine, 2010a: German Parliamentary Party Groups in Europeanised Policymaking: Awakening from the Sleep? Institutions and Heuristics as MPs’ Resources, in: German Politics 19 (2), 123–147.
  • Kropp, Sabine 2010b: Die Ministerialbürokratie als Rollenpartner der Fachpolitiker in den Fraktionen, auf nationaler und im Mehrebenensystem der EU, in: Die Öffentliche Verwaltung 63 (10), 413-422.
  • Kropp, Sabine/Ruschke, Matthias, 2010c: Parlament und Verwaltung: in Rollenpartnerschaft vereint? Ein Plädoyer für die Verknüpfung von Parlaments- und Verwaltungsforschung, in: Zeitschrift für Parlamentsfragen, 41. Jg. H. 3, S. 638-660.
  • Kropp, Sabine/Buzogány, Aron/Buche, Jonas, 2012: Von den Schwierigkeiten, Zusammengehöriges zu vereinen – Nationale Parlamente und Exekutiven als Gegenstand der Europäisierungsforschung, Politische Vierteljahresschrift, 53. Jg., 1/2012, S. 109-134

Working Papers

  • Buche, Jonas 2010: Die Europäisierung von Parteien und Parteisystemen – Eine Analyse am Beispiel Schwedens vom Beitritt zur EU 1995 bis zur Reichstagswahl 2006’, FÖV Discussion Paper Nr. 62, September 2010.

Conference Papers

  • Sabine Kropp and Jürgen Dieringer: Capacity Building of Parliamentary Party Groups in the German and the Hungarian Parliament: Institutions and Cognitions in the Europeanized Policy-making Process, Paper presented at the 21st IPSA World Congress ‘Global Discontent? Dilemmas of Change’, Santiago, Chile, July 12-16 2009
  • Aron Buzogany: Learning from the Best. Inter-parliamentary policy learning and EU parliamentary scrutiny design in the EU – 10. Paper prepared for 2010 ECPR Joint Sessions, Inter-parliamentary Relations in Europe, 22-27 March 2010
  • Sabine Kropp and Jürgen Dieringer: Strategies of MPs in European policy-making: Heuristics, opportunities, and constraints in the German Bundestag and the Hungarian National Assembly (Országgyülés), Paper presented at the Annual Meeting of the Canadian Political Science Association at Concordia University, Montreal, Quebec, 1-3 June 2010
  • “Strategies of national MPs in the EU multilevel system”; Canada-Europe Transatlantic Dialogue “Who is in Charge? Parliament, the Prime Minister, or the provinces? European and Canadian Experience with Parliaments in Multi-level (Federal) Systems”, Ottawa, 4. June 2010
  • Jonas Buche/Aron Buzogany: Europeanization and political-administrative relations in the Member States, Paper presented at the Fifth Pan-European Conference on EU Politics, Porto, Portugal - 23-26 June 2010.
  • Jonas Buche/Aron Buzogany/Sabine Kropp: Exekutiv-parlamentarische Beziehungen in europäisierten Fachpolitiken: Deutschland, Ungarn, Schweden im Vergleich, Tagung der DVPW - Sektion “Policyanalyse und Verwaltungswissenschaft” zum Thema „Ministerialverwaltung und Politikformulierung“ am 5./6.11.2010 an der Universität Potsdam.
     

 

 

 

 

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Stand: 05.02.2012